On-line newspaper and magazine articles, press releases etc.
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Sites 16
SEC charges the founders with fraud in connection with market timing of the Funds.
Paul A. Flynn charged with providing financing to hedge funds he knew were engaged in unlawful market timing and late trading of mutual funds.
The company gave the false and misleading impression that it was outpacing an industry trend of decreasing sales of personal computers.
Company facilitated fraudulent mutual fund late trading and market timing schemes,
Kentucky Fried Chicken settles FTC charges that it made false claims about fried chicken’s nutritional value and compatibility with popular weight-loss programs. [FTC]
(June 03, 2004)
MTS and Tower Direct settled Federal Trade Commission charges of exposing customers’ personal information to other internet users, in violation of federal law. [FTC]
(April 21, 2004)
Massachusetts Financial Services Company (MFS) allegedly used brokerage commissions on mutual fund transactions to illegally pay for their marketing and distribution. [SEC]
(March 31, 2004)
They allegedly violated Federal Securities Laws and NYSE Regulations by executing orders for their dealer accounts ahead of executable public customer or "agency" orders. [SEC]
(March 30, 2004)
FTC had alleged that CAMCO and its subsidiaries indulged in abusive and deceptive collection practices violating federal law. [FTC]
(March 24, 2004)
DOJ sues QVC for unsubstantiated claims for Lite Bites weight-loss products and Bee-Alive royal jelly dietary supplements. Also alleges same for Lipofactor Cellulite Target Lotion. {FTC]
(March 24, 2004)
According to SEC, CMS arranged "massive pre-arranged trades that, despite lacking economic substance, grossly inflated CMS's reported revenues." [SEC]
(March 17, 2004)
SEC had charged that the BoA's Capital Management and Securities subsidiaries facilitated market timing and late trading by Canary hedge fund and others. [SEC]
(March 15, 2004)
SEC had charged that Fleet's subsidiaries Columbia Management Advisors and Columbia Funds Distributors allowed certain preferred mutual fund customers to engage in short-term and excessive trading. [SEC]
(March 15, 2004)
It charged that FleetBoston's Columbia Management Advisors and Columbia Funds Distributor allowed certain customers to engage in short-term and excessive trading, while prohibiting others. [SEC}
(February 24, 2004)
The US Justice Department accuses accountancy firm KPMG of obstructing an IRS investigation into tax shelters. [BBC]
(December 13, 2003)
Complaint alleges that Stewart committed illegal insider trading when she sold stock of ImClone Systems after receiving an unlawful tip from Bacanovic and subsequently both lied during investigation.[SEC]
(June 04, 2003)
Paul A. Flynn charged with providing financing to hedge funds he knew were engaged in unlawful market timing and late trading of mutual funds.
The company gave the false and misleading impression that it was outpacing an industry trend of decreasing sales of personal computers.
SEC charges the founders with fraud in connection with market timing of the Funds.
Company facilitated fraudulent mutual fund late trading and market timing schemes,
Kentucky Fried Chicken settles FTC charges that it made false claims about fried chicken’s nutritional value and compatibility with popular weight-loss programs. [FTC]
(June 03, 2004)
MTS and Tower Direct settled Federal Trade Commission charges of exposing customers’ personal information to other internet users, in violation of federal law. [FTC]
(April 21, 2004)
Massachusetts Financial Services Company (MFS) allegedly used brokerage commissions on mutual fund transactions to illegally pay for their marketing and distribution. [SEC]
(March 31, 2004)
They allegedly violated Federal Securities Laws and NYSE Regulations by executing orders for their dealer accounts ahead of executable public customer or "agency" orders. [SEC]
(March 30, 2004)
DOJ sues QVC for unsubstantiated claims for Lite Bites weight-loss products and Bee-Alive royal jelly dietary supplements. Also alleges same for Lipofactor Cellulite Target Lotion. {FTC]
(March 24, 2004)
FTC had alleged that CAMCO and its subsidiaries indulged in abusive and deceptive collection practices violating federal law. [FTC]
(March 24, 2004)
According to SEC, CMS arranged "massive pre-arranged trades that, despite lacking economic substance, grossly inflated CMS's reported revenues." [SEC]
(March 17, 2004)
SEC had charged that the BoA's Capital Management and Securities subsidiaries facilitated market timing and late trading by Canary hedge fund and others. [SEC]
(March 15, 2004)
SEC had charged that Fleet's subsidiaries Columbia Management Advisors and Columbia Funds Distributors allowed certain preferred mutual fund customers to engage in short-term and excessive trading. [SEC]
(March 15, 2004)
It charged that FleetBoston's Columbia Management Advisors and Columbia Funds Distributor allowed certain customers to engage in short-term and excessive trading, while prohibiting others. [SEC}
(February 24, 2004)
The US Justice Department accuses accountancy firm KPMG of obstructing an IRS investigation into tax shelters. [BBC]
(December 13, 2003)
Complaint alleges that Stewart committed illegal insider trading when she sold stock of ImClone Systems after receiving an unlawful tip from Bacanovic and subsequently both lied during investigation.[SEC]
(June 04, 2003)
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September 11, 2012 at 11:57:03 UTC
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- Recently edited by merlin1
- Recently edited by merlin1